![](0logo.gif)  
**[rexresearch.com](../index.htm)**

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**Roger J. SHAWYER**

**Electromagnetic Space Drive**



---

**SPR Ltd**   
**Unit 40, Broadmarsh Centre, Havant, Hampshire, United
Kingdom, PO9 1HS**   
**Tel : 01243 377783**   
[**http://www.emdrive.com**](http://www.emdrive.com)  
**sprltd@emdrive.com**

---

**[SPR Ltd.](#sprltd)**

**[Theory](#theory)**

**[Development](#dvelopment)**

**[Benefits](#benefits)**

**["EM Thrust Drive Technology will
Dominate Space"](#emdrivethrust)**

**[Tom Sheelley : "No-Propellant Drive
Prepares for Space and Beyond"](#noprop)**

**[Criticism](#critic)**

**[GB # 2399601 : Thrust Producing Device
using Microwaves](#gb239)**

**[GB # 2334761 : Microwave Thruster for
Spacecraft](#gb233)**

**[GB # 2229865 : Electrical Propulsion Unit
for Spacecraft](#gb222)**

**[USP # 5543801 :  Digitally Controlled
Beam Former for a Spacecraft](#us554)**

[**SPR Ltd**](theorypaper9-4.pdf) **[: Theory Paper](theorypaper9-4.pdf) [ PDF ]**

[**Roger Shawyer :**](IAC13paper17254.v2.pdf) **[The Dynamic
Operation of a High Q EMDrive Microwave Thruster](IAC13paper17254.v2.pdf)** **[
PDF ]**

[**Yang Yuan, et al. :**](NWPU2010translation.pdf) **[Net Thrust
Measurement of Propellantless Microwave Thrusters](NWPU2010translation.pdf)** **[
PDF ]**

[**Yang Juan, et al. :**](yangjuan2012.pdf) **[Effectively Calculating
Performance of Microwave Radiation Thruster](yangjuan2012.pdf)** **[
PDF ]**

---

[**http://emdrive.com**](http://emdrive.com)

**SPR Ltd.**

Satellite Propulsion Research Ltd (SPR Ltd) was formed in
October 2000 as the corporate vehicle for progressing the
development of a new form of electric propulsion. This
electromagnetic EmDrive technology provides direct conversion
of electrical energy to thrust, using radiation pressure at
microwave frequencies in a tapered, high Q, resonant cavity.

The first UK government funded programme was a feasibility
study completed in 2002. This work confirmed the theoretical
predictions in a large series of tests using an experimental
thruster. In addition, the huge potential savings for the space
industry were identified during the preparation of a business
model.

Following an independent review of the feasibility study
report, a Demonstrator programme was authorised. This covered
the design, manufacture and test of an S Band Demonstrator
Engine. The Engine successfully demonstrated viable performance
in both Static and Dynamic test programmes, and provided the
basic knowledge to design the Flight Model Thruster. Once again
a full technical report was prepared and reviewed before
acceptance by the UK government.

A feasibility study is currently underway to investigate second
generation superconducting technology. This includes the design,
build and test of an experimental thruster operating at liquid
nitrogen temperature.

A flight model development programme has started on a 300W, C
band thruster, specified to produce 85mN thrust.   
 

---



![](shawyer-drive.jpg)

[**http://emdrive.com/principle.html**](http://emdrive.com/principle.html)

**Theory**

**Principle of Operation**

At first sight the idea of propulsion without propellant seems
impossible. However the technology is firmly anchored in the
basic laws of physics and following an extensive review process,
no transgressions of these laws have been identified.

The principle of operation is based on the well-known
phenomenon of radiation pressure. This relies on Newtons Second
Law where force is defined as the rate of change of momentum.
Thus an electromagnetic (EM) wave, travelling at the speed of
light has a certain momentum which it will transfer to a
reflector, resulting in a tiny force.

If the same EM wave is travelling at a fraction of the speed of
light, the rate of change of momentum, and hence force, is
reduced by that fraction. The propagation velocity of an EM
wave, and the resulting force it exerts, can be varied depending
on the geometry of a waveguide within which it travels. This was
demonstrated by work carried out in the 1950s. (CULLEN, A.L.
Absolute Power Measurements at Microwave Frequencies IEE
Proceedings Vol 99 Part 1V 1952 P.100)

Thus if the EM wave travelling in a tapered waveguide is
bounced between two reflectors, with a large velocity difference
at the reflector surfaces, the force difference will give a
resultant thrust to the waveguide linking the two reflectors. If
the reflectors are separated by a multiple of half the effective
wavelength of the EM wave, this thrust will be multiplied by the
Q of the resulting resonant cavity, as illustrated in fig 1.

**Fig 1. Diagram of an engine concept.**

![](fig01.jpg)

The inevitable objection raised, is that the apparently closed
system produced by this arrangement cannot result in an output
force, but will merely produce strain within the waveguide
walls. However, this ignores Einsteins Special Law of
Relativity in which separate frames of reference have to be
applied at velocities approaching the speed of light. Thus the
system of EM wave and waveguide can be regarded as an open
system, with the EM wave and the waveguide having separate
frames of reference.

A similar approach is necessary to explain the principle of the
laser gyroscope, where open system attitude information is
obtained from an apparently closed system device.

**Video : <http://www.youtube.com/watch?v=57q3_aRiUXs>**

---

[**http://emdrive.com/demonstratorengine.html**](http://emdrive.com/demonstratorengine.html)

**The Development of a Demonstrator Engine**

Although the experimental thruster had verified the static
thrust equation, it became apparent that the concept would not
become generally accepted until a viable engine could be
demonstrated. Accordingly, a proposal for the design,
manufacture and test of a complete demonstrator engine was
submitted to DTI. A Research and Development grant was awarded
in September 2003 and the work started with a mission analysis
phase.

This work enabled the specification of the demonstrator engine
to be optimised against the requirements of a typical commsat
mission. Unlike the experimental thruster, the engine would be
rated for continuous operation and extensive design work was
required to increase the specific thrust by raising the design
factor and unloaded Q.

The engine was built with a design factor of 0.844 and has a
measured Q of 45,000 for an overall diameter of 280 mm. The
microwave source is a water cooled magnetron with a variable
output power up to a maximum of 1.2 kW.

To obtain the predicted thrust the engine must maintain stable
resonance at this high Q value. Major design challenges have
included thermal compensation, tuning control and source
matching.

The engine was tested in a large static test rig employing a
calibrated composite balance to measure thrust in 3 directions,
up, down and horizontal. A total of 134 test runs were carried
out over the full performance envelope, with a maximum specific
thrust of 214mN/kW being measured.

![](emdrive.jpg)

---

[**http://emdrive.com/benefits.html**](http://emdrive.com/benefits.html)

**Benefits**

**Cost Performance Improvement**

The EmDrive makes possible a big improvement in the cost
performance of the Next Generation of Satellites.

The EmDrive offers a more elegant solution to satellite
propulsion than any other form that exists today.

Satellites are not burdened with heavy propellant subsystems.
The satellite platform configuration can dispense with the
tanks, pipes and valves and the propellant itself.

Launch site and programme costs are reduced as propellant
procurement and handling costs are eliminated.

**LEO to GEO Security and more effective Mission Control**

Satellites launched into LEO can then be positioned into their
allocated orbit using the existing solar array generated
electrical power in 30 days.

The satellite is more maneuverable and errors in positioning
can be corrected from Mission Control without damage or loss to
the satellite.

Launch mass savings of 60% plus can be made per satellite
launch.

Overall cost savings in fuel, orbit management and satellite
design can save up to 70% of the total mission cost.

At least two satellites can be launched using the same launch
vehicle.

Further satellite redesign can take advantage of the reduction
in hardware required, which could enable three satellites of
similar mission to replace the one satellite using conventional
thruster combinations.

**Longer Satellite Lifetime**

The specified operating life of the most critical component,
the microwave source cathode is 15 years.

Standard space industry cathode technology can be employed.

Test cathodes have given an accelerated lifetime of up to 30
years.

With the increased deployment of space stations, a satellite
can be moved from its orbit to a space station for both
scheduled and unscheduled maintenance.

The simpler satellite platform layout will enable maintenance
as well as upgrades to the payload to be made more quickly and
efficiently.

A typical satellite using such maintenance procedures could
have an effective lifetime of as much as 30 to 45 years.

**Flexible repositioning of Orbits**

An almost unlimited energy source from the solar panels, via
the onboard batteries, offers unlimited orbit adjustment.

Orbit adjustment can be made at any time and can be made on a
continuous basis as required.

**Payloads and Missions can be Enhanced**

Existing launchers can be used to launch larger satellites into
Geostationary orbit.

Satellites of 20 tonnes per launch will not be uncommon.

Deep space probes can be made to go deeper into the outer
reaches of space.

Scientific Missions can stay in operation longer and can be
manipulated to view ad hoc situations without fear of loss of
fuel for the thruster.

**The Commercial and Social Benefits of Lower Satellite Costs**

Lower satellite launch and operational costs can be used to
reduce transponder prices to satellite service providers
typically by 50-70%.

1. Increased use of satellites for two way broadband
communications for data, image and phone will open up new
markets.

2. New markets and lower costs will provide more competition
amongst SSPs and increase technology investment in new
applications.

3. Technological innovation, which to date has been slower in
space related endeavours will now be accelerated.

4. This will lead to new markets for satellite data
transmission.

5. It will provide a more universal coverage of information for
all countries and regions on this planet.

Lower all-round costs and longer effective satellite lifetimes
will ease budgetary pressures on governments in the race in
space.

In the emerging countries new social services can be opened up
on a wider scale than are currently available.

1. Broadband multimedia can be used for education, health
awareness, field hospitals and instruction on the maintenance of
consumer goods.

2. It will enable schools and communities in different
countries to talk to each other and share their cultures and
ideas.

3. Wildlife can be monitored more cost effectively on a wider
scale.

4. Weather monitoring and mineral prospecting, to name two
examples can be employed more cost effectively and on a more
timely basis.

5. Global emergency planning in the event of natural disasters
can have a wider more cost effective coverage.

---

**<http://news.softpedia.com/news/Emdrive-Thrust-Technology-Will-Dominate-Space-94224.shtml>**

**EM Drive Thrust Technology Will Dominate
Space**

 China's space attempt may be fueled by the newly-emerging
technology that the majority of scientists are now contesting.
Chinese researchers are currently trying to build the "Emdrive"
(electromagnetic drive), which would change all space propulsion
systems in case it becomes functional.

Basically, the technology relies on converting electricity into
thrust by means of microwaves, without contradicting the laws of
physics. The original idea belongs to British scientist Roger
Shawyer and, after the British government seemed to have lost
interest in it, it has been bought (read financed) by a Chinese
company. Currently, the project is undergoing at the
Northwestern Polytechnical University (NPU) in Xi'an, China,
under the command of Professor Yang Juan who has gathered a lot
of experience in the field of microwave plasma thrusters, a
similar hardware technology based on a different theory.

The engines built by Shawyer's company (Satellite Propulsion
Research  SPR) for demonstrative purposes produce thrust by
means of a microwave-filled tapering resonant cavity. Australian
physicist John Costella says: "It is well known that Roger
Shawyer's 'electromagnetic relativity drive' violates the law of
conservation of momentum, making it simply the latest in a long
line of 'perpetuum mobiles' that have been proposed and
disproved for centuries. His analysis is rubbish and his 'drive'
impossible." That's an example of how Shawyer's theory is
perceived by other experts. But no great idea came to happening
without a strong public disbelief and opposition. Some even
claim that, although SPR's work is based entirely on Einstein's
principles, this particular theory and device type violates
Einsteinian physics laws and, as such, it must be false or wrong
at some point.

In reply, Shawyer told Danger Room that "NPU started their
research program in June 2007, under the supervision of
Professor Yang Juan. They have independently developed a
mathematical simulation which shows unequivocally that a net
force can be produced from a simple resonant tapered cavity. The
thrust levels predicted by this simulation are similar to those
resulting from the SPR design software, and the SPR test
results."

This kind of thrust is sought to be replaced.

Comparisons between the C-Band Emdrive and NASA's NSTAR ion
thruster clearly demonstrate the superiority of the former:
Emdrive obtains 85 mN of thrust using about 25% of the power
that NSTAR uses to produce 92 mN (about a third of an ounce or 9
grams). It also weighs only 7 kg, compared to NSTAR's 30, not to
mention the propellant: while NSTAR uses only 10 grams an hour,
Emdrive uses... well, none whatsoever, as it relies on energy.

 If the technology is proved to work, its applications are
fantastic. The endurance of satellites would be enhanced, as
well as their maneuverability, eliminating the toxic risk factor
along the way. The probes sent into the deep space would exhibit
faster speed, longer trek abilities, and they would be able to
stop at any time, like when they reach their target or meet
something interesting along their journey. Based on Shawyer's
calculations, a solar-powered Emdrive thrust would be capable,
in theory, to carry a manned mission to Mars in 41 days' time.

---

[**http://www.eurekamagazine.co.uk/article/9657/No-propellant-drive-prepares-for-space-and-beyond.aspx**](http://www.eurekamagazine.co.uk/article/9657/No-propellant-drive-prepares-for-space-and-beyond.aspx)

**No-Propellant Drive Prepares for Space and
Beyond**

**by** **Tom Shelley**

Tom Shelley reports on progress with the controversial Emdrive
and its potential applications in space and on the ground

The Emdrive  originally revealed in Eurekas December 2002
edition as a way of driving satellites and spacecraft using
microwaves  is now demonstrating its ability to produce thrust
on a consistent basis and is scheduled to be ready for space use
by May 2009.

Meanwhile studies are underway into the design of a
superconducting version, with a possible thrust of more than
30kN/kW. While it couldnt be used to accelerate a rocket, it
might well be able to provide enough static lift for a flying
vehicle propelled forward by other means.   
Despite massive controversy, the project continues to be backed
by DTI and private investors, and has now been shown to work.
Roger Shawyer, who spent 20 years at Marconi Space Systems (now
EADS Astrium), revealed details of the prototype engine and its
development plans to an IEE chapter meeting in Portsmouth, where
the audience included many ex-colleagues from his former
company.

Shawyer stated that many of the claims he is alleged to have
made about the Emdrive are untrue, particularly suggestions that
it defies the principles of conservation of momentum, or
Newtons Laws of Motion.

The crucial part, as he explained, is that it is a relativistic
effect that arises because the waves being reflected at the two
ends of the conical cavity into which the microwaves are
injected have different effective velocities, and thus different
frames of reference, and that a closed microwave wave guide is
an open system in terms of relativity. According to Einstein,
all moving frames of reference are equivalent. Why this should
be so, whether one is standing still or going at half the speed
of light, nobody knows, and in effect Shawyers engine could be
chucking Dark Energy out of the back of it and functioning as a
conventional rocket. On the other hand, there may be no such
thing as Dark Energy, and Shawyer may have stumbled on what is
really driving the galaxies apart.

But as he pointed out: I am just a microwave engineer and all
that matters is that it works.   
In the present experimental engine and its immediate
predecessor, the cavity is made in the form of a copper cone
closed off by flat plates at the wide and narrow ends. The net
thrust is proportional to the Q value of the cavity, where Q is
the ratio of the amount of stored energy to the amount of energy
lost per cycle. Acceleration extracts energy from the system and
Q decreases. The development engine has a Q value of 50,000 and
produces a specific thrust of 0.315N/kW. The original engine
produced a thrust of 1.6 grammes, but could only run for tens of
seconds at a time before the magnetron overheated and burned
out. The present engine produces 9 grammes of thrust from 300W
of microwave power and is continually water-cooled. The internal
power density is about 17MW.

A video of the demonstration of the engine in its test cell
involved mounting the engine and its cooling system on a beam,
and supporting it on an air bearing. The test was undertaken in
October last year, producing a thrust of 9.8 grammes, maximum
speed of 2 cm/s and a movement distance of 185cm. According to
Shawyer, the tests had involved accelerating from rest,
deceleration to rest, forward and reverse engine mounting,
energising at different start angles and using different input
powers.

While 9.8 grammes of thrust from a 100kg of machinery may not
sound very much, it is a much better power-to-weight ratio than
the best competitive satellite and spacecraft propulsion
technology, which involves using an ion engine.

For a 1500W DC input power, an ion drive produces 92mN thrust,
whereas an Emdrive, based on current technology, should produce
330mN thrust. Furthermore, an ion engine of this size would
weigh 112.5kg plus propellant, whereas an Emdrive would weigh
9kg. And while life under power for an ion engine is about six
months, an Emdrive should run for 15 years  or virtually
forever, if the microwaves were generated by some solid state
device.

The big application is for commercial communication satellites
 where Hotbirds have a take-off weight of 3 tonnes, of which
1.7 tonnes is propellant  both to get them from Low Earth Orbit
to Geostationary and to keep them pointing the right way once
they get there. Using Emdrives, says Shawyer, should save GBP15
billion in launch costs over 10 years. While the thrust from the
Emdrive would be small, it should get the satellite from Low
Earth to Geostationary orbit in 36 days. Power would be from 6kW
of solar cells fed to Travelling Wave Tube Amplifiers.

But what really captivated the audience was Shawyers proposal
for the next stage, which would be to use a superconducting
cavity with a Q value of 5 billion and a thrust of 3 tonnes/kW.
Unfortunately, one could not use the device accelerate without
causing the Q value to collapse, losing thrust in that vector,
he conceded.

One serious consideration is to develop the technology so that
it could be used gently to divert a large asteroid in danger of
colliding with the Earth. In fact, prior to Shawyers address,
David Hall from EADS Astrium had discussed the use of microwave
technology to study the internals of Near Earth Object
asteroids. He said blowing up such a threat, Hollywood-style,
was not really practical  the parts would still be likely to
hit the Earth. Current ideas were mostly about finding ways of
nudging asteroids into a safe trajectory. As acceleration would
be so low, a superconducting Emdrive would be a possible option.
A 1kW engine would require 24kW to keep it cool and shifting the
asteroid would take somewhere in the order of 10 years,
depending on its size.

Shawyer said his team was thinking of using superconducting
cavities of a type already being developed and manufactured for
a major accelerator project, and cooling them with hydrogen. If
applied to lifting a vehicle, the boiling off hydrogen could be
used to provide horizontal motion by feeding it to conventional
turbofan engines, if in the atmosphere, or to rocket engines for
use in space. Whether the technology will ever be used to
produce hydrogen-propelled air cars or other wonders, only time
will tell.

**Pointers**

Novel non-propellant microwave drive has reached the point
where it can be run continuously

Demonstration engine and cooling system weighs about 100kg and
produces just under 10 grammes of thrust

Next engine for satellite propulsion should weigh a little less
than 10kg and produce 330mN thrust

A superconducting design able to deliver tonnes of lift thrust
(but no acceleration) is being studied

---

  
**Criticism**

"Why Shawyers Electromagnetic Relativity Drive is a Fraud" ---
John P. Costella: "It is well known that Roger Shawyers
electromagnetic relativity drive violates the law of
conservation of momentum, making it simply the latest in a long
line of perpetuum mobiles that have been proposed and
disproved for centuries."

PDF :  [**http://www.assassinationscience.com/johncostella/shawyerfraud.pdf**](http://www.assassinationscience.com/johncostella/shawyerfraud.pdf)

*Roger Shawyer  replies --*

"The momentum exchange is between the electromagnetic wave and
the engine, which is attached to the spacecraft. As the engine
accelerates, momentum is lost by the electromagnetic wave and
gained by the spacecraft, thus satisfying the conservation of
momentum. In this process, energy is lost within the resonator,
thus satisfying the conservation of energy.

"The emdrive concept is clearly difficult to comprehend without
a rigorous study of the theory paper, which is available via
emdrive.com or the New Scientist website. This paper, which has
been subjected to a long and detailed review process by industry
and government experts, derives two equations: the static thrust
equation and the dynamic thrust equation.

"The law of the conservation of momentum is the basis of the
static thrust equation, the law of the conservation of energy is
the basis of the dynamic thrust equation. Provided these two
fundamental laws of physics are satisfied, there is no reason
why the forces inside the resonator should sum to zero.

"The equations used to calculate the guide wavelengths in the
static thrust equation are very non-linear. This is exploited in
the design of the resonator to maximise the ratio of end plate
forces, while minimising the axial component of the side wall
force. This results in a net force that produces motion in
accordance with Newtons laws."

*Penny Gruber* ( 20:23, 29 September 2008 (PDT) -- 
AFAIK COM has to apply in any inertial frame of reference.
Assuming that the microwave cavity is well sealed as it must be
for the high Q's Shawyer's system needs, then no microwaves
escape. The magnetron, the waveguide to the cavity, the cavity
and all the waves that bounce around inside of it are
intrinsically in the same frame of reference, with no ejected
mass or energy other than heating from the dielectric and
conduction losses of the cavity materials. The thruster ejects
nothing and so by COM cannot experience any accelerating force
in an external FOR.

---



**Patents & Applications**

**Thrust Producing
Device using Microwaves**   
**GB # 2399601**

**Abstract** -- A microwave engine, which produces high
thrust, may be used to propel spacecraft where the thrust vector
is at ninety degrees to the main velocity vector. It may also be
used in an airborne vehicle to counteract gravitational force.
The engine comprises a gimbal mounted matrix of a number of
superconducting microwave thrusters 11 which are supplied with
pulses of microwave energy via an array of switches 15 and
enclosed in a Dewar 19 which is maintained at low temperature by
liquefied gas. The engine may include an automatic control
system to maintain the correct frequency of the microwave
generator 7, a means 17 of dissipating the stored microwave
energy, and a gyroscopic instrument 21 and motors 22,23 for
maintaining the axis of thrust parallel to the direction of
gravitational acceleration for an airborne vehicle.

![](gb239-1.jpg)  
... ![](gb239-2.jpg)

![](gb239a.jpg)

![](gb239b.jpg)

![](gb239c.jpg)

![](gb239d.jpg)

---

  
**Microwave Thruster for Spacecraft**
  
**UK Patent Application GB # 2334761**
  
**Roger J. Shawyer**

**Abstract** -- The thruster comprises a tapered waveguide
comprising a section 1, that is evacuated or filled with air,
and a section 6 containing a dielectric resonator or ferrite
material whose relative permeability or relative permittivity
(or both) have values greater than unity. Microwaves may be
introduced into the guide via a slot 2, or a probe. It is stated
that the force 9, on the end wall 5, due to reflection of the
microwaves, is less than the force 4, exerted on the end wall 3,
thereby generating a resultant propulsive thrust. The thruster
may be used to enable the orbit of a spacecraft to be maintained
or changed over a period of time.

![](gb233-1.jpg)

![](gb233b.jpg)

![](gb233c.jpg)

![](gb233c.jpg)

![](gb233d.jpg)

![](gb233e.jpg)

---

  
**Electrical Propulsion Unit for Spacecraft**
  
**UK Patent Application GB # 2229865**
  
**Roger J. Shawyer**

**Abstract** -- A unit which will generate thrust when
provided with electrical energy at the appropriate frequency.
This will enable the orbit of a spacecraft to be maintained or
changed when applied over a period of time. The thrust is
generated as a result of the difference in the forces obtained
when electromagnetic waves are reflected at the end walls 3 and
5 of a resonant waveguide assembly. This assembly comprises an
air or vacuum filled end section 1 together with a transition
section 6 and an end section 8 containing an electrical material
7.

![](gb222-1.jpg)

![](gb222a.jpg)

![](gb222b.jpg)

![](gb222c.jpg)

---

  
**Digitally Controlled Beam Former for a
Spacecraft**   
**USP # 5543801**   
**Roger J. Shawyer**

**Abstract** --  A digitally controlled beam former
for a spacecraft which includes means for periodically
calibrating the feed paths of the spacecraft's antenna array by
measuring the apparent movement of the center of a reference
signal and a nominal signal and utilising the measured data to
compensate for at least the phase drift in the antenna feed
paths. The measured data may also be used to compensate for
amplitude and phase drift in the antenna feed paths.

Also published as: EP0642191 (A1) // GB2281660 (A)

Current U.S. Class:  342/354 ; 342/174; 342/372   
Current International Class:  H01Q 3/26 (20060101); H04B
007/185 ()

**References Cited [Referenced By]**   
**U.S. Patent Documents**

3964065 June 1976 Roberts et al.   
4280128 July 1981 Masak   
4628321 December 1986 Martin   
4947176 August 1990 Inatsune   
4983981 January 1991 Feldman   
5038146 August 1991 Troychak et al.   
5093667 March 1992 Andricos   
5184137 February 1993 Pozgay   
5353031 October 1994 Rathi

**Foreign Patent Documents**

 0452970A3  Oct., 1991  EP   
 4218371A1  Dec., 1992  DE

**Description**

**BACKGROUND OF THE INVENTION**

The invention relates to a digitally controlled beam former for
a spacecraft.

There is a requirement in spacecraft for active arrays for both
beam forming and null operation. The key component of these
active array subsystems is a digitally controlled beam former in
which variation of amplitude and phase of the individual antenna
elements of the spacecraft's antenna array is effected under
digital control.

Experience gained from existing spacecraft highlights the
difficulties of maintaining phase and amplitude calibration over
the life and temperature of x-band digitally controlled beam
formers. The requirements of null generation gives rise to a
tight specification for these parameters and thereby temperature
control within the limits .+-.2.degree. C.

With a relatively large number of antenna array elements and
spot beams, thermal control of the beam formers will be
difficult to attain and will probably not, therefore, be an
acceptable method of controlling phase and amplitude calibration
of the beam forming elements.

**SUMMARY OF THE INVENTION**

It is an object of the present invention to provide a digitally
controlled beam former for a spacecraft in which each of the
N-paths of the beam former for each element of the spacecraft's
receive and transmit antenna arrays is periodically calibrated
against a secure tracking telemetry and command (TT&C)
uplink. This calibration process not only addresses the major
design problem of amplitude and drift in the antenna element
feed paths but can also provide the spacecraft with a secure
pointing reference which can be utilised to provide back up
attitude and orbit control system (AOCS) data in the event that
the main optical sensors are disabled for any reason.

The invention provides a digitally controlled beam former for a
spacecraft having a multi-element antenna array and a control
processor for the antenna array, the beam former including means
for periodically calibrating the feed paths of the spacecraft's
antenna array by measuring the apparent movement of the centre
of a reference signal and a nominal signal and utilising the
measured data to compensate for phase drift in the antenna feed
paths. The measured data may also be used to compensate for
amplitude and phase drift in the antenna feed paths.

According to one embodiment of the invention a digitally
controlled beam former is provided wherein the spacecraft has
N-paths containing amplitude and phase control elements for each
element of the spacecraft's antenna array, wherein the antenna
array processor has a number of outputs, each one of which is
connected to a separate one of the N-paths for controlling the
weighting applied to the amplitude and phase signals of the
respective paths; and wherein the beam former includes N-beam
former channels, each one of which is connected to a
corresponding one of the N-paths of each of the antenna
elements; and means for sequentially selecting and calibrating
each of the N-channels while the other channels are operational,
the weightings of the signals applied to the amplitude and phase
elements of the corresponding one of the N-paths of each of the
antenna elements being varied in dependence upon the difference
between the initial weightings and the weightings required for a
reference beam.

According to a further embodiment of the present invention a
digitally controlled beam former is provided wherein the antenna
array is a receive array and wherein each of the sequentially
selected N-channels is calibrated in response to the receipt of
a reference uplink signal from a ground transmitter of known
location, the reference signal being applied to the
corresponding one of the N-paths of each of the antenna elements
and causes reference amplitude and phase signals indicative of
the location of the source of the reference signal, to be
applied thereto, any offset in both the X and Y phases of the
reference beam relative to a nominal beam position being
detected and applied to the antenna array processor for causing
the weightings of the output signals thereof to be varied in
dependence upon the level of the detected offset.

The calibration procedure for the receive array is a two stage
process, wherein the reference beam for the first stage is a
spread spectrum uplink signal which is received by sweeping a
wide receive beam in both X and Y co-ordinates by the receive
antenna to establish a coarse boresight for nominal signal
weightings, and wherein the same reference beam is used for the
second stage and is received by sweeping a narrow beam in both X
and Y co-ordinates by the receive antenna to obtain
characteristic slopes and offsets for storage by the antenna
array processor and thereby variation of the corresponding
signal weightings. The narrow beam may incorporate a coarse
fixed offset corresponding to the offset in the X and Y phases
for the coarse boresight.

According to another embodiment of the present invention a
digitally controlled beam former is provided wherein the antenna
array is a transmit array, wherein a reference channel is
established to provide nominal coverage over a ground station,
wherein a reference signal is transmitted from the spacecraft,
through the reference channel, to the ground station, the
reference signal being modulated by a recognition code, wherein
the reference signal is swept over the ground station by the
application of control signals to the amplitude and phase
control elements of the N-paths of the reference channel by the
antenna array processor, and wherein the signal level data
received by a calibration beacon of the ground station is
uplinked to, and stored by, the antenna array processor for
effecting optimisation of the signal weightings applied to the
reference channel and the sequential calibration of the other
channels of the transmit array utilising the calibration beacon.

The calibration means for the receive and transmit arrays
include switching means for each of the N-beam former channels,
the switching means being adapted under the control of the
antenna array processor to sequentially connect each of the
channels to the reference uplink signal for calibration while
the other channels are operational. The switching means for the
operational channels are change over switches and the switching
means for the calibration channel is a n-way switch. The
switching means can be provided by high speed switch diodes,
preferably in the form of monolithic microwave integrated
circuits.

According to another embodiment of the present invention a
digitally controlled beam former is provided which includes
means for switching operation of the attitude and orbit control
system (AOCS) for the spacecraft to the receive antenna array
calibration means in the event of failure of the AOCS sensors,
the reference channel of the calibration means being used as the
AOCS channel, wherein the correlator ensures that only a spread
spectrum tracking telemetry and command uplink signal from the
ground station is monitored by the detector and wherein the X
and Y co-ordinate data for the AOCS is provided by the antenna
array processor.

The foregoing and other features according to the present
invention will be better understood from the following
description with reference to the accompanying drawings.

**BRIEF DESCRIPTION OF THE DRAWINGS**

**FIG. 1** diagrammatically illustrates a digital beam
former for a spacecraft, in the form of a block diagram;

![](us1.jpg)

**FIG. 2** diagrammatically illustrates, in the form of a
block diagram, a digital beam former according to the present
invention for the receive antenna array of a spacecraft;

![](us2.jpg)

**FIG. 3** diagrammatically illustrates, in the form of a
block diagram, a digital beam former according to the present
invention for the transmit antenna array of a spacecraft; and

![](us3.jpg)

**FIG. 4** diagrammatically illustrates, in the form of a
block diagram, the digital beam former illustrated in FIG. 2
adapted for operation in AOCS mode.

![](us4.jpg)

**DETAILED DESCRIPTION OF THE INVENTION**

As is diagrammatically illustrated in FIG. 1 of the drawings, a
digital beam former includes a beam forming network 1 having
N-paths (1,2,3 . . . N) for each element (A, B and C) of the
antenna array 2 of the spacecraft. Corresponding ones of the
N-paths of each of the antenna elements (A,B,C) are connected to
separate ones of a number of beam former channels 6. Each of the
N-paths is connected to a separate one of the outputs (A.sub.1 .
. . A.sub.N, B.sub.1 . . . B.sub.N, C.sub.1 . . . C.sub.N) of an
antenna array processor 3 for controlling the weighting of the
signals applied to the amplitude (4) and phase (5) control
elements of the respective paths (A1,A2 . . . AN, B1,B.sub.2 . .
. BN, C1,C.sub.2 . . . CN). The signal weightings for each
element of a beam are indicative of the location on the Earth to
which the antenna array is pointing. Hence, calibration of the
N-paths can be effected using these weightings for a specific
location or region of the Earth. Only three paths are
illustrated for each of the antenna elements A, B and C but, it
will be directly evident to persons skilled in the art, that any
number of paths, channels and antenna elements could be employed
in dependence upon the specific requirements of the spacecraft's
antenna array.

The antenna elements (A,B and C) include either low noise
amplifiers (LNA's) for the receive arrays, or solid state power
amplifiers (SSPA's) for the transmit arrays. The phase and gain
of each of these elements together with their connecting cables
must be calibrated.

The antenna array elements (A, B and C) are adapted to
establish beams or nulls for each of the channels 6 which may
then be allocated to particular uplink, or downlink, users by
the on board switching subsystem (not illustrated). The
beamwidths, or null depths, and their position on the Earth are
generated by the different weightings applied to the amplitude
and phase control signals.

Thus, a reference uplink will require reference weightings to
be applied to achieve maximum received signal level. Variation
of these weightings in a calibration routine will enable the
reference beam on the spacecraft to be shifted in both X and Y
phases. The variation in signal level will then enable on-board
software to establish any offset from the nominal beam position
that is required to counter drift in the amplitude and phase of
the elements in the reference path.

These offsets can then be applied to any other beam or null
requirements, either as a fixed offset, or as a function derived
from the slope of the characteristic obtained during the
calibration routine.

As, and when, one `reference` channel is calibrated, it can be
switched, in turn, to carry the traffic on each of the
operational channels, whilst the elements of that channel are
calibrated.

The calibration process referred to above is continuous with
each channel being cycled through the calibration routine
periodically, enabling short term temperature variations to be
compensated.

The periodic calibration arrangement for a receive array 2A is
diagrammatically illustrated, in the form of a block diagram, in
FIG. 2 of the drawings. The basic structure of the beam forming
network 7 of FIG. 2 is the same as the beam forming network 1 of
FIG. 1 but, for the purposes of the description, only some of
the connections are illustrated. In addition, one of the three
channels is designated as a reference channel `R`.

As with FIG. 1, the receive array beam former is, for the sake
of simplicity, shown with three N-path channels and three
corresponding antenna array elements (A, B and C) only.

As is illustrated in FIG. 2, the operational channels 1 and 2
respectively include change over switches SW1 and SW2 for
connecting the channel output terminals 8 and 9 either to the
N-paths (AR, BR and CR) of the reference channel `R`, or one of
the other channels. In the case of channel 1, the N-paths are
(A1, B1 and C1) and in the case of channel 2, the N-paths are
(A2, B2 and C2).

In practice, the change over switches SW1 and SW2 can be
provided by high speed switch diodes, i.e. PIN diodes, in the
form of monolithic microwave integrated circuits (MMIC).

The reference channel R is switched through an n-way selector
switch SWR to a simple correlation/detector unit 10 comprising a
filter 10A, correlation circuit 10B and detector circuit 10C
connected in series between the reference channel R and an input
of an antenna array processor 12. The correlation circuit 10B is
connected to an input terminal 11 and the switches SW1, SW2 and
SWR are each connected to separate outputs of the processor 12.

In operation, a synchronised key code from a secure processing
system (not illustrated) is applied to the unit 10 via the input
terminal 11 to enable correlation with the x-band command signal
to be effected. The output of the detector circuit 10C is
applied to the processor 12 which controls the calibration
routines and the application of control signals AR, A1, BR, B1
etc to respective ones of the amplitude (13) and phase (14)
control elements of the N-paths of each of the antenna elements
(A, B and C).

The processor 12 also controls the calibration cycle by
providing switching signals to the switches SW1, SW2 . . . SWR.

In practice, the processor 12 will, as part of the onboard
autonomy of the spacecraft, contain stored data for beam forming
and null pattern generation in the form of sets of control words
for each channel, for example, A1, B1, C1 etc for channel 1. The
control word values are varied according to the null or beam
required.

In operation, the initial calibration of the reference channel
R is carried out by processor 12 causing switch SWR to be set to
position R, SW1 to be set to position 1, SW2 to be set to
position 2 etc.

A coarse measurement is made at the commencement of the
calibration routine using a spread spectrum uplink signal
centred on the nominal position of the control ground station. A
wide receive beam is swept in both X and Y co-ordinates by the
receive antenna and a coarse boresight is established for the
nominal control words, i.e. nominal signal weightings. A narrow
beam is then set up incorporating, if necessary, a coarse fixed
offset. The X and Y sweeps by the receive antenna are then
repeated and characteristic slopes and offsets are stored.
Control word offsets are then determined for each beam, or null,
and are designated .DELTA.AR .DELTA.BR etc. The control words
for the reference channel would, therefore, become:

On completion of the reference channel calibration process, the
calibration of the first operational channel, i.e. channel 1 of
FIG. 2, is then started by changing the reference channel
control words for those used for the nominal channel 1 i.e. A1
B1 C1 etc.

Thus, having set up the reference path to Channel 1, the
processor 12 causes switch SW1 to be switched to position R to
maintain traffic, whilst switch SWR is switched to position 1 to
enable channel 1 calibration to take place. The calibration
procedure for channel 1 is exactly the same as the procedure
used for the calibration of the reference channel R. The
resulting offsets and slopes are stored in the array processor
12.

Based on this stored data, the corrections needed for the
actual channel 1 operational settings are then determined and
the control words are set up as follows:

The switch SW1 is then returned to position 1 by the processor
12 with traffic now being allowed to flow through the calibrated
pathway whilst channel 2 is set up and calibrated in a similar
manner.

The calibration procedures outlined above can be used to
calibrate beam forming networks with any number of channels and
antenna elements. The cycle time of the calibration process
increasing with system complexity.

The periodic calibration arrangement for a transmit antenna
array 2B is diagrammatically illustrated, in the form of a block
diagram, in FIG. 3 of the drawings. The basic structure of the
beam forming network 15 of FIG. 3 is the same as the beam
forming network 7 of FIG. 2 and, as with FIGS. 1 and 2, only
three N-path channels and three corresponding antenna array
elements (A, B and C) are shown for the sake of simplicity.

The transmit beam former calibration procedures are basically
the same as the calibration procedures for the receive beam
former, but involve active participation of the control ground
station (not illustrated) and the detector is part of the ground
station equipment.

The transmit antenna array processor 16 is used to effect
operation of the switches SW1, SW2 and SWR and to apply the
weighted signals (AR, A1 . . . etc) to the corresponding
amplitude (17) and phase (18) control elements of the N-paths of
each antenna element (A, B and C).

A reference channel R is first set up to provide nominal
coverage over the ground station. A beacon signal is then
transmitted from the spacecraft to the ground station. This
signal which is transmitted through the reference channel is
modulated by a simple recognition code. The beam is swept by
on-board generated control signals to the amplitude (17) and the
phase (18) control elements, with detection data being measured
on the ground. The received signal level data is then uplinked
over the secure command link 19 to the processor 16 and the
reference channel is optimised.

As with the receive beam former of FIG. 2, the reference
channel path is then cycled, in turn, through the operational
channels (1, 2, . . . etc). The operational channel paths are
then calibrated using the calibration beacon with the resulting
slope and offset data being calculated and stored in the array
processor 16. As the required beams are selected, the
appropriate offsets are calculated for the control words and the
beams set up accordingly.

The transmit calibration routine will of necessity be slower
than the receive calibration routine, due to the time delay
inherent in transmitting signal level data from the ground
station. Since a spot transmit beam can be used, the total
transmit power required for the calibration beacon will be
minimal, the control ground station will have a good
Gain/Temperature performance and the beacon is narrow band.

The AOCS, referred to above, normally relies on input data from
optical sensors, typically infra red sensors, to provide a
reference to establish the attitude of the spacecraft. With
infra red sensors, the edge of the Earth is detected and used as
a reference point for the AOCS.

However, in the event that such sensors are disabled for any
reason, then control of the spacecraft would be seriously
impaired, if not, totally lost. It is, for these reasons, that
much effort is being directed towards overcoming these problems.

It has been recognised that it may not be possible to make
spacecraft completely immune from laser attack and alternative
spacecraft altitude and orbit control systems have been
proposed.

Since the calibration procedure of the present invention
effectively measures the movement of boresight from the uplink
transmitter position, for whatever reason, it can, therefore, be
used to continuously update the AOCS with X and Y co-ordinate
data. The beamwidth of this control beam can be extended to
beyond Earth cover for coarse positioning data, or reduced to
the minimum spot size for fine position control.

Thus, the periodically calibrated receive beam former of FIG. 2
can be modified in the manner diagrammatically illustrated, in
the form of a block diagram, in FIG. 4 of the drawings for
operation in the AOCS mode. The reference channel R is used as
the AOCS channel.

As stated above, the basic application of the periodically
calibrated beam former of FIG. 2 is to compensate for amplitude
and phase drift in the antenna feed paths by measuring the
apparent movement of the centre of the TT&C uplink beam from
its transmitter position on the Earth. This movement could
equally be caused by a change in the altitude of the spacecraft
if the normal AOCS sensors are subject to interference.

Thus, in the event that the AOCS sensors are disables for any
reason, the apparent shift resulting from the calibration
routine being applied to the designated AOCS channel of FIG. 4,
would provide the X and Y co-ordinate data for the AOCS system
at the X and Y outputs of the processor 12. During this period,
the accuracy of the spacecraft altitude will be dependent upon
the stability of the amplitude (13) and phase (14) control
elements which form part of the antenna array feed paths for the
designated channel.

In order to cater for extended AOCS mode, some of the control
elements of the designated AOCS beam would be temperature
controlled. The number of such elements would be limited to a
sub-set of those required to solely place the AOCS spacecraft
receive beam over the transmitter position on Earth.

With the arrangement of FIG. 4, the use of the correlation
circuit 10B of the unit 10 will ensure that only the spread
spectrum TT&C uplink is monitored by the detector because
any interfering signal will be reduced to insignificant levels
by the narrow bandwidth of the detector.

Whilst the calibration procedures outlined above effect
compensation for both amplitudes and phase drift in the antenna
feed path, it may, with some systems, only be necessary to
compensate for phase drift.

The primary objective of periodic calibration is to compensate
temperature and life drifts of the active and passive elements
in each beam forming path. As stated above, the achievement of
the required stability for the paths on existing spacecraft
gives rise to a temperature control requirement of .+-.2.degree.
C.

Assuming that there will be a continuing requirement for
similar phase and amplitude stabilities and using a maximum rate
of change of temperature for payload equipments of 2.degree.
C./Min, it is considered that a minimum calibration cycle time
of one minute will be required.

It should be noted that 2.degree. C./Min is the normal design
restraint applied to a thermal subsystem for an eclipse/sunlight
change and therefore represents a worst case condition.

For a 12 channel beam former feeding a 200 element antenna
array, each Complete calibration cycle represents less than 200
KBits of data, or a data processing rate of 3.3 KBits/sec for
the array processor.

The transmit beam former calibration requires less than 20
KBits of signal level data per cycle. This leads to a maximum
uplink data rate of 333 bits per sec on the secure command link.

For most of the operational life of the system, rates of change
of temperature will be very much lower than the maximum, and
hence calibration cycle times can be significantly extended. The
calibration procedure could also make use of variable cycle time
dependent on measured drift rates or orbital timing.

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**SPR Ltd****Theory Paper****[ [PDF](theorypaper9-4.pdf) ]**  
  


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**The Dynamic Operation of a High Q EMDrive Microwave Thruster****Roger Shawyer****[ [PDF](IAC13paper17254.v2.pdf)
]**  



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**Net Thrust Measurement of Propellantless Microwave Thrusters  
Yang Yuan, et al.  
[ [PDF](yangjuan2012.pdf) ]**


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**J. Northwestern Polytechnical
University, Vol. 28 ( 6 ) Dec. 2010  
  
Effectively Calculating Performance of Microwave Radiation
Thruster  
Yang Juan, et al.  
[ [PDF](NWPU2010translation.pdf) ]**

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